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5 Smart Insights For Financial Advisors

Business Insider - 8 Mar 2013 00:45
5 Smart Insights For Financial Advisors FA Insights is a daily newsletter from Business Insider that delivers the top news and commentary for financial advisors. FINRA's Broker Bonus Rule Is Almost A Done Deal (Advisor One) The Financial Industry Regulatory Authority (FINRA) wants a new rule that would force brokers to disclose their recruitment compensation when they switch firms. According to FINRA, "customers would benefit from being told the material conflicts arising from a registered person being paid recruiting incentives to ch...
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